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BALZHISER, SAMUELS, and ELIASSEN

CHEMICAL ENGINEERING THERMODYNAMICS: The Study

Energy, Entropy, and. Equilibrium of

PRENTICE-HAll INTERNATIONAL

SERII

HE PHYSICAL AND CHEMICAL ENGINEERING SCIENCES

Digitized by the Internet Archive in

2010

http://www.archive.org/details/chemicalengineerOObalz

CHEMICAL ENGINEERING

THERMODYNAMICS The Study of Energy, Entropy,

and

Equilibrium

IN

PRENTICE-HALL INTERNATIONAL SERIES THE PHYSICAL AND CHEMICAL ENGINEERING SCIENCES Neal R. Amundson,

editor, University of Minnesota

ADVISORY EDITORS

Andreas Acrivos, Stanford University John Dahler, University of Minnesota Thomas J. Hanratty, University of Illinois John M. Prausnitz, University of California L. E. Scriven, University

Amundson

Mathematical Methods

in

of Minnesota

Chemical Engineering: Matrices and Their

Application

Aris Elementary Chemical Reactor Analysis Aris Introduction to the Analysis of Chemical Reactors Aris Vectors, Tensors, and the Basic Equations of Fluid Mechanics Balzhiser, Samuels, and Eliassen Chemical Engineering Thermodynamics Beran and Parrent Theory of Partial Coherence Boudart Kinetics of Chemical Processes Brian Staged Cascades in Chemical Processes

Crowe

et al.

Douglas

Chemical Plant Simulation

Process Dynamics and Control,

Volume

I,

Analysis of

Dynamic

Systems Process Dynamics and Control, Volume 2, Control System Synthesis Fredrickson Principles and Applications of Rheology Happel and brenner Low Reynolds Number Hydrodynamics: With Special Applications to Particulate Media Himmelblau Basic Principles and Calculation in Chemical Engineering, 2nd

Douglas

Edition

Holland Holland

Multicomponent Distillation Unsteady State Processes with Applications

in

Multicomponent Dis-

tillation

Koppel

Introduction to Control Theory with Applications to Process Control

Levich Physicochemical Hydrodynamics Meissner Processes and Systems in Industrial Chemistry Perlmutter Stability of Chemical Reactors Petersen Chemical Reactor Analysis Prausnitz Molecular Thermodynamics of Fluid-Phase Equilibria Prausnitz and Chueh Computer Calculations for High-Pressure Vapor-Liquid Equilibria

Prausnitz, Eckert, Orye, O'connell

Computer Calculations for Multicom-

ponent Vapor-Liquid Equilibria

Whitaker Introduction to Fluid Mechanics Wilde Optimum Seeking Methods Williams

Polymer Science and Engineering The Theory of Scattering

Wu and Ohmura

PRENTICE-HALL, INC. PRENTICE-HALL INTERNATIONAL, INC., UNITED KINGDOM PRENTICE-HALL OF CANADA, LTD., CANADA

AND

EIRE

CHEMICAL ENGINEERING

THERMODYNAMICS The Study of Energy, Entropy,

and

Equilibrium

Richard

E.

Balzhiser

University of Michigan

Michael R. Samuels

John D.

Eliassen

University of Delaware

Prentice-Hall, Inc

,

Englewood

Cliffs,

New

Jersey

©

1972 by Prentice-Hall, Inc.

Englewood

Cliffs,

New

All rights reserved.

may

No

Jersey

part of this

book

any form or by any means without permission in writing from be reproduced

in

the publisher.

10 9 8

ISBN: 0-13-128603-X Library of Congress Catalog Card

Number: 72-167633

Printed in the United States of America

PRENTICE-HALL INTERNATIONAL, INC., London PRENTICE-HALL OF AUSTRALIA, PTY. LTD., Sydney PRENTICE-HALL OF JAPAN, INC., Tokyo PRENTICE-HALL OF CANADA, LTD., Toronto PRENTICE-HALL OF INDIA PRIVATE LTD., New Delhi

Preface

Most thermodynamicists, having wrestled with the complexities of their remember rather vividly that point at which comprehension began to overtake confusion and the full power and significance of the fundasubject for years,

mental concepts began to unfold. This onset is frequently accompanied by a compulsive desire to share with others the "unique" process by which the mysteries of the subject were finally penetrated. In part we, as authors, have

been motivated by

this urge and, as the reader will observe,

have expended

considerable effort trying to anticipate and clarify those aspects of thermo-

dynamics that ordinarily cause difficulties for the student. An equally important reason for initiating this project was our desire to place under a single cover an engineering treatment of mechanical and chemical thermodynamics, which draws on microscopic considerations for added clarity in studying entropy. The approach is admittedly simplified, but hopefully it will

be sufficient to help the student understand entropy without requiring

extensive preparatory

work

in statistical

mechanics or quantum theory, the

time for which does not exist in most undergraduate thermodynamics courses.

Emphasis

is

placed on the fundamental concepts: energy, entropy, and

equilibrium; their interrelations; and the engineering relationships to which they give acteristic

rise.

Considerably more attention

is

of most undergraduate texts; this topic

given to entropy than is

is

char-

introduced early in the book

an indicator of the effectiveness with which man utilizes his energy reserves. The concept of lost work is used in developing the entropy generation term to

as

further emphasize the significance of dissipative processes that degrade energy potentials.

The customary approach of defining entropy

temperature vii

is

postponed

until the student has

in

terms of heat and

grasped the more fundamental

viii

Preface

point that entropy

is

most probable spatial and energy distribuEmploying the insight obtained from such an

related to the

tion of a system's components.

introduction, an effort

is

then

made

to provide a rational explanation for the

and temperature. The concept of the equilibrium state as the most probable configuration naturally evolves from such an approach. More important, however, is the

quantitative expression linking entropy to heat

derivation of a macroscopic criterion for the equilibrium state, which permits us

and chemical equilibria in multicomponent systems. is thus established by recognizing that an isolated system in equilibrium is incapable of delivering any work. This approach has particular utility in dealing with the impact of centrifugal, gravitational, and other field effects on a system's equilibrium state. For many years these latter points have been developed by Professor J. J. Martin for his students. As students, two of us were priviliged to study under him; as authors, we have drawn liberally from his teaching for which we are deeply appreciative. We hope our embellishment of this material with our own ideas justifies the publication of this thermodynamics textbook. The student has been foremost in the minds of the authors throughout the preparation of this text. Sufficient detail and sample problems are used in the development of important principles so that we believe it is possible to rely heavily on the text, rather than lectures, for development of the principles, allowing the instructor to devote class time to problem analysis and discussion of student questions. Sample problems have been selected for their instructional value and should be studied carefully by the student to derive maximum benefit. The computer has been used in the solutions of several of these problems to demonstrate its potential for solving complex engineering and/or computational to deal readily with physical

An

operational relationship

problems.

A work

homefrom simple

variety of engineering oriented problems that can be assigned for

are found at the end of each chapter. Their complexity varies

discussion questions to several worthy of a computer solution, with the problems suitable alone as a

temptation

to

incorporate

homework

assignment.

We

many of

have resisted the

comprehensive property tabulations and

thereby competing with the handbooks.

information for most problems in the

We

text,

have included

but have not

felt

sufficient it

plots,

data and

inappropriate to

expect the student to use other reference material in the library on occasion.

We believe the data included will permit the student to derive the full educational bank around campus. thermodynamics of single-component systems. Much of the first three chapters is devoted to developing an understanding of the thermodynamic properties, particulary entropy. In contrast to the descriptive material in the early chapters, Chapters 4 and 5 develop quantitative relationships accounting for energy and entropy changes occurring in a system. The energy and entropy balances combined with mathematical manipulations that apply to state properties form the basis for all thermodynamic analysis, whether mechanical, thermal, chemical, or whatever. Thus Chapters value from the text without forcing

The

first

him

eight chapters relate to the

to lug a data

Preface

4, 5

and 6 are the backbone of any

or 2 term course. Chapters 7 and 8 represent

1

applications in the areas of energy conversion and fluid flow respectively.

Although either can be skipped without creating a continuity problem for someone interested principally in chemical phenomena, Chapter 7 is of basic importance in that the limitations relating to the conversion of thermal to mechanical

energy are treated quantitatively.

No

student of thermodynamics should by-pass

a thorough treatment of this subject.

Chapter 9 introduces the student to multicomponent systems, building on the material of Chapter 6. Various schemes for treating nonideal solution behavior are discussed from both theoretical and empirical points of view. Phase separation and equilibrium between phases for nonreacting systems directly

are introduced in Chapter 10. In Chapters 11, 12, and 13 reacting systems,

both chemical and electrochemical, are considered. Chapter 14 introduces the concepts of irreversible thermodynamics. This chapter serve soley as an introduction to this

The

qualitative

throughout.

An

concept

is

brief

and

is

meant

to

field.

of equilibrium

permeates

the

development

operational definition of equilibrium between different phases

of a single component system

is developed in Chapter 6. This logic is employed Chapter 10 for multicomponent phase equilibria, and finally in Chapter for systems undergoing chemical reaction. Some continuity will be sacrificed those three developments are not treated in their original sequence. There are a variety of packages available to the user of this text:

again 1

1

if

in

Package

Chapter

(A) Mechanical Thermodynamics

1-8 [14]

Thermodynamic Fundamentals (C) Chemical Thermodynamics

1-6, 9-11 [7, 12, 13, 14]

(B)

1-6, 9 [7, 14]

The above selections without the optional materials represent coherent packages which we feel can be adequately treated in one 15 week term. The entire text requires two full terms (3 hours per week) to cover adequately; where two terms are available we suggest Chapters 1-8 be covered in the first term, and Chapters 9-14

in the second.

we

numerous of our manuscript. The students who used the preliminary edition have been most tolerant of mistakes of all sorts and equally helpful in eliminating them. Most importantly, their enthusiasm for the text in spite of the long list of errata was most In addition to Professor

J. J.

Martin,

are indebted to

colleagues for their helpful suggestions after reviewing and/or using the

encouraging to us as authors. Professor Stanley

I.

Sandler of the Chemical

Engineering Department (University of Delaware) provided

many

interesting

discussions, particularly concerning the development of the material in Chapter 1

1.

David M. Wetzel and Robert Thornton, both graduate students

engineering at the University of Delaware, have provided

much

in

chemical

assistance in

checking the numerical solutions of the sample and end of chapter problems. Particular thanks

must go

to Mrs. Alvalea

May and

Mrs. Sharon Poole

ix

Preface

who have handled

and to the Chemical Engineering Department at the University of Delaware who have assisted with duplication and compilation of the final the bulk of the typing for the final manuscript,

secretarial staff of the

manuscript.

we must acknowledge the patience of our wives, whose sacrifices many throughout the preparation of this book. To them we dedicate

Finally

have been

this effort in sincere appreciation for the

understanding and encouragement

they have exhibited since the inception of our efforts

some

six years ago.

Richard E. Balzhiser Michael R. Samuels

John

D. Eliassen

Contents

Engineering, Energy, Entropy, and Equilibrium Introduction,

1

1.1

Engineering, 2

1.2

Energy, 3

1.3

Entropy, 6

1.4

Equilibrium, 7

2

Introduction to Thermodynamics

— Definition,

2.1

System

2.2

Characterization of the System, 12

11

— Interactions of a System and

2.3

Processes

2.4

Reversible and Irreversible Processes, 14

2.5

System Analysis, 17

2.6

Units, 18

2.P

Problems, 24

3

Thermodynamic Properties

3.1

3.2 3.3

Measurable and Conceptual, 25 and Extensive Properties, 26 Mass and Volume, 26

Intensive

71

Its

Surroundings, 13

25

xii

Contents

3.4

Internal Energy, 27

3.5

Entropy, 30

3.6

Temperature and Pressure, 51

3.7

Interrelationship of Properties, 53

3.8

Equations of State, 57

3.9

The Law of Corresponding

3.10

Other Property Representations, 75

3.P

Problems, 78

4

The Energy Balance

4.1

Work,

4.2

Reversible and Irreversible

4.3

Heat, 93

4.4

Conservation of Energy, 95

4.5

States, 73

81

Introduction, 81 81

Work, 86

4.7

State and Path Functions, 96 The Energy Balance, 98 Flow, or Shaft, Work and Its Evaluation,

4.8

Special Cases of the Energy Equation, 104

4.9

4.10

Heat Capacities, 107 Sample Problems, 108

4.P

Problems, 122

5

The Entropy Balance

4.6

101

129

Introduction, 129 5.1

5.2

Entropy Flow, 130 Entropy Generation and Lost Work, 136

5.4

The Entropy Balance, 141 Irreversible Thermodynamics,

5.P

Problems, 152

5.3

6 6.1

6.2

The Property Relations of Properties

151

and the Mathematics

The Property Relations, 159 The Convenience Functions and Their Property Relations,

161

6.3

The Maxwell

6.4

Mathematics of Property Changes, 165 Other Useful Expressions, 169 Thermodynamic Properties of an Ideal Gas, 174

6.5

6.6

Relations,

163

159

Contents

S

6.7

Evaluations of Change in U, H, and

6.8

Fugacities and the Fugacity Coefficient, 201

6.9

Calculation of Fugacities from an Equation of State, 203

6.10

Evaluation of States,

AH,

v,

and

AS

for Various Processes,

Using the

Law

176

of Corresponding

204

6.11

Equilibrium Between Phases, 211

6.12

Evaluation of Liquid- and Solid-Phase Fugacities, 216

6.13

Clausius-Clapeyron Equations, 223

6.P

Problems, 225

237

Thermodynamics of Energy Conversion Introduction, 237

Noncyclic Heat Engines: The Steam Engine, 238 Cyclic Processes The Carnot Cycle, 242



The Second Law of Thermodynamics, 247 The Thermodynamic Temperature Scale, 249 The International Temperature Scale, 252 Practical Considerations in

Heat Engines, 253

The Rankine Cycle, 255 Improvements in the Rankine

Cycle, 260

Binary Cycles, 268 Internal Combustion Engines, 270 Vapor-Compression Refrigeration Cycles, 275 7.12 Cascade Cycles, 284 Cryogenic Temperatures, 286 7.13 Liquefaction of Gases

7.10 7.11



7.P

Problems, 288

8

Thermodynamics of

8.1

8.4

The Mechanical Energy Balance, 299 The Velocity of Sound, 326 Flow of Compressible Fluids Through Nozzles and The Converging-Diverging Nozzle, 341

8.P

Problems, 349

9

Multicomponent Systems

8.2 8.3

Fluid

299

Flow

Diffusers, 327

355

Introduction, 355

Molar Properties, 356 Molar Gibbs Free Energy The Chemical Potential, 361 Tabulation and Use of Mixture Property Data, 364

9.1

Partial

9.2

Partial

9.3



xiii

xiv

Contents

9.4

Fugacity, 371

9.5

The Lewis-Randall Rule Ideal An Ideal Gas Mixture, 378

9.6



Solutions, 377

9.7

Solution Behavior of Real Cases, Liquids, and Solids, 380

9.8

Activity and Activity Coefficient, 381

9.9

Variation of Activity Coefficient with Temperature and

Composition, 385

P-V-T

Properties for Real

Gas Mixtures, 390

9.10

Prediction of

9.1

Prediction of Mixture Properties for Liquid and Solid

Systems, 396 9.12

Excess Properties, 397

9.13

Regular Solutions, 403

9.14

Other Solution Theories, 405

9.P

Problems, 406

1

Multicomponent Phase Equilibrium

10.1

Criteria for Equilibrium, 411

10.2 10.3

Computation of Partial Fugacities, 413 Description of Vapor-Liquid Equilibrium, 418

10.4

Azeotropic Behavior, 428

477

Introduction, 411

Phase Equilibrium Involving Other Than Vapor-Liquid Systems, 434 10.6 Free Energy-Composition Diagrams, 437 10.7 Application of the Gibbs-Duhem Equation, 443

10.5

10.P Problems, 455

11

Equilibrium in Chemically Reacting Systems Introduction, 465

Work

11.3

Production from Chemically Reacting Systems, 466 Development of the Equilibrium Constant, 475 Evaluation of A3f° from Gibbs Free Energies of

11.4

The Equilibrium Constant

11.1

11.2

Formation, 478 in

Terms of Measurable

Properties, 483 11.5

Effect of Pressure

11.6 Variation of 11.7 1

1.8

K

a

on Equilibrium Conversions, 487

with Changes in Temperature, 491

Adiabatic Reactions, 496

Equilibrium with Competing Reactions, 506

ll.P Problems, 527

465

Contents

1

2

Heterogeneous Equilibrium the Gibbs Phase Rule

and 541

Introduction, 541 12.1

The Gibbs Phase Rule,

12.2

Equilibrium

in

541

Heterogeneous Reactions, 544

Upon

12.3

Effect of Solid Phases

12.4

Competing Heterogeneous Reactions, 555

12.5

Effects of Reaction Rates,

Equilibrium, 551

569

12.P Problems, 570

1

3

581

Electrochemical Processes Introduction, 581

13.1

The Simple Galvanic

13.2

Variation of Cell Voltage with Temperature, 591

13.3

Electrode Reactions and Standard Oxidation Potentials, 594

13.4

Equilibrium

in

Cell,

584

Electrochemical Reactions, 597

13.P Problems, 600

14

Irreversible

Thermodynamics

605

Introduction, 605 in a Lumped System, 606 Entropy Generation in Systems with Property Gradients, 610 14.3 Flux-Force Interrelationship, 613 14.1

Entropy Generation

14.2

14.4

Onsager's Reciprocity Relationships, 615

14.5

Coupled Processes, 618 Coupled Processes, Verification and Application, 619 Application of Thermodynamics to Rate Processes, 629

14.6

14.7



Appendices

631

A

The Mollier Diagram, 633

B

Steam Tables, 637 Reduced Property Correlation Charts, 651

C

D

Property Charts for Selected Compounds, 655

E

Tables of Thermodynamic Properties, 665

F

Vapor Pressures of

Selected

Compounds, 675

Notation Index

679

Index

685

xv

CHEMICAL ENGINEERING

THERMODYNAMICS The Study of Energy, Entropy,

and

Equilibrium

Engineering, Energy,

Entropy,

and

i

Equilibrium

Introduction

Many readers of this textbook will have encountered the subject of thermodynamics in earlier chemistry and physics courses. To these students energy, entropy, and equilibrium, the "three E's" of thermodynamics, will be familiar this book these three concepts will be used an array of engineering thermodynamic relationships which provide valuable analytical assistance to the engineer. A thorough understanding of these concepts is important enough to justify the concerted effort made here to acquaint the student with the three E's or to refine his knowledge if

not fully appreciated concepts. In

as the basis for presenting

of them. This task begins in an introductory

way

in this chapter

and continues

Chapter 3 in greater detail. After Chapter 3 these concepts are used to formulate useful engineering relationships such as the energy and entropy balances which are discussed in Chapters 4 and 5, respectively. The main difference between the treatment in this book and that typical of physics or physical chemistry courses which precede or accompany the in

engineering thermodynamics course

is

the applications aspect (engineering

orientation) of the relationships that are generated.

For

this

reason

it

seems

equally appropriate to discuss engineering, a fourth E, in the introductory pages.

2

Engineering, Energy, Entropy,

and Equilibrium

Chap.

1

Engineering

/. 7

is the bridge across which ideas march to meet seems equally appropriate to characterize engineering as that bridge which links the laboratories of the scientist with the products of industry.

It

has been said that politics

their destiny. It

Indeed, as

become

we examine more

carefully the role of the engineer in society,

increasingly aware of the sizable gap that

we

must be spanned by the

engineering profession. In a technical sense the engineer represents the interface

between the

scientific

community and

the business world.

When

it

is

econom-

ically feasible, the engineer translates the scientists' successes in the laboratories

to the production operations of industry. This "when" is an important one, which requires the engineer to have both technical and economic training to successfully perform his role. The engineer's responsibilities range from devising a process complete with the specification of operating conditions and the type and size of all equipment needed, to figuring the depreciation, cash flow, and profitability associated with a manufacturing process. He draws heavily on the principles of mathematics, science, economics, and common sense in performing such a role. However, these alone are insufficient to handle all aspects of his professional responsibilities. Equations and formulas can seldom completely replace experience and intuition in the engineering scale-up of a process. The latter commodities would be difficult to produce on a scale that would match the needs of a highly industrialized society if the engineering profession itself had not advanced from an "art" to a science in its own right. By sharing and correlating the "experiences" of investigations through the years, an improved understanding of many physical phenomena has been realized. Nevertheless,

many

seemingly simple processes such as the flow of a

through a pipe or the flow of heat across an interface defy complete understanding. To circumvent his inability to describe completely certain processes,

fluid

the engineer will

commonly choose

to approximate the process

by a simplified

model. By identifying the key parameters affecting the process and then varying

them

in

an ordered way, the engineer

sion that relates

of

all

is

frequently able to develop an expres-

of the important parameters.

The flow of a fluid in a pipe serves as an excellent illustration of the power approach. By varying pipe diameter, pressure drop, and fluid properties

this

while determining flow rates, that relates

all

it

is

possible to devise an empirical correlation

we may not completely underwe are able to pipe and pumps for a given application.

these parameters. Thus, although

stand turbulence or the resistance to flow occurring at the wall, use such a correlation to size the

Pooling of

all

such information soon permits refinements in the correlating

expressions which can then be used with reasonable confidence for fluids and

conditions beyond those specifically studied.

Such procedures have been used over and over by the engineer to organize and coordinate the experiences of many for the collective good of the profes-

Sec. 1.2

Energy

sion. Postulate, experiment, correlate, refine

—that

the sequence by which

is

The procedure not unlike that used by Mendeleev and other chemists in devising the periodic chart of the elements. In spite of all the observations made to date with respect the engineering profession has developed the tools of the trade. is

and

to elements

has permitted

their

man

chemical behavior and in spite of the fact that the system

to predict the existence of elements before they were experi-

mentally detected, the concept of the atom, on which the periodic chart

is

based,

could be completely erroneous.

Such

when extending

the frontiers of technology. The Each observation consistent with the model tends to increase the likelihood of its aptness and hence increases its utility and reliability. Thus, although many "laws" are considered as absolute truths, they could in fact become fiction as investigators continue their explorations. Many engineering relationships have been devised by these procedures. They have offered great utility in making reliable engineering estimates of certain process specifications. Frequently it is deemed desirable to incorporate a safety factor in finalizing a design. This is merely the engineer's way of com-

process

is

is

often the case

one of

trial

and

error.

pensating for the reliability of the procedures available to him. Similarly, ciencies are often used to relate actual performances to a highly idealized

of a process that

is

effi-

model

not capable of exact description. These techniques are

all

part of an increasingly sophisticated array of procedures available to the engineer.

Included in this collection of engineering "tools" is thermodynamics, which is often referred to as an engineering science. This designation arises in part from its origin in the sciences and in part from the increasing sophistication and utility of the relationships developed. Frequent references are made to the laws of thermodynamics. In reality they are laws only in the sense that no one

has yet disproved them. Their formulation followed the pattern (described earlier) that

their

has been used by scientists and engineers to expand progressively

understanding of the physical world. Energy and entropy are. in

"models" of a conceptual their initial introduction

Additional changes

new

sort;

effect

both have been refined and expanded since

many years ago. may well occur in

frontiers of understanding. In this

the future as

man

continues to open

development an attempt

will

be made,

while building on the concepts as presently understood, to illustrate to the student where progress in future years

is

likely to lead.

The areas of irreversible

thermodynamics are two such possibilities. Both are intimately tied to the concepts of entropy and equilibrium. Although somewhat tangential to a basic treatment of the subject for the undergraduate, both will likely play an increasingly prominent role in graduate thermodynamics courses.

and

1.2

The

statistical

Energy relationships between heat

and temperature were poorly understood until had not

the early 1800s. Indeed, the thermodynamic concept of heat itself

3

4

Engineering, Energy, Entropy,

and Equilibrium

Chap.

1

developed until that time. Evidence of heat and temperature

is

still

this confusion between the concepts of encountered occasionally, in expressions of the

following type: "The body was brought to a high heat (instead of temperature) through contact with the flame." The proper relationship between heat and temperature was not fully recognized until the concept of energy was developed.

The observation

that a body's temperature could be

with a hotter (or colder) body

almost as old as mankind

changed by contact

Since the body's temperature has changed, scientists have concluded that something must have been gained or lost by the body. Around the middle of the 1700s this something is

itself.

was termed "caloric" and was considered to be a massless, volumeless substance that could flow between bodies by virtue of a temperature difference. According to the caloric theory, the higher the caloric content of a body, the higher

its

temperature. In the late 1700s, however,

who was working

Count Rumford

(a native of

Woburn, Mass.,

government at the time) observed that the temperature of cannon barrels became quite hot when the barrels were subjected for the Bavarian

mechanical action of boring

to the

tools.

Rumford questioned how

was produced, and he finally concluded about by friction from the boring tool and that

effect

boring

bits

were kept

in

it

would continue

this

heating

was brought

that the "heating"

as long as the

motion.

,

The consequences of Rumford's observations had a profound influence on the scientific thinking of his time. In a relatively small number of years James P. Joule had conclusively shown that many forms of mechanical work (that is, the effect of a force moving through a distance) could be used to produce a heating effect. Joule also observed that a given unit of mechanical work, regardless of to the

its

form, always produced the same temperature

when

rise

In an effort to unite these apparently unrelated

phenomena, the concept

of energy evolved. The basis of this concept assumes that a body several forms of energy.

that a field

of

its

applied

same body.

body may possess

From

physics

we

potential energy by virtue of

(such as height within a gravitational

may

contain

are familiar with the observation

field),

its

and

position within a force

kinetic energy

average bulk motion. In each of these instances the energy

is

by virtue

determined

by the position or velocity of the center of gravity of the mass, not by the microon an atomic scale. Although

scopic particle motions or interactions that occur

molecular motions and interactions are excluded from our conventional con-

and kinetic energy, they must clearly be accounted for in any overall discussion of energy. Internal energy is defined in Chapter 3 to include all forms of energy possessed by matter as a consequence of random molecular motion or intermolecular forces. We shall divide energy in transit between two bodies into two general categories: Heat is the flow of thermal energy by virtue of a temperature difference; work is the flow of mechanical energy due to driving forces other than temperature, and which can be completely converted (at least in theory) by an appropriate device to the equivalent of a force moving through a distance.

cepts of potential

Sec. 1.2

Energy

Included in the broad class of mechanical energies are kinetic, potential,

electri-

and chemical energies. Thermal energy, on the other hand, is unique in that there is no known device whose sole effect is to completely convert thermal

cal,

energy into a mechanical form. Therefore,

we

are led to the conclusion that heat,

a flow of thermal energy, cannot be completely converted into work, a flow of

mechanical energy. This statement expresses the essence of what called the "second law of

thermodynamics" and

is

frequently

be considered in great

will

detail later.

As originally envisioned, energy was a conservative property. That is, it was assumed that the energy content of the universe remained constant energy could change its form, but the total amount always remained fixed. Findings by nuclear physicists in relatively recent times have shown this assumption to be incorrect. Their findings suggest that it is mass and energy together which are conserved. They even succeeded in relating mass to energy through the Einstein relation E = mc 2 For our purposes as thermodynamicists the conversion of mass to energy by nuclear reactions is of little current interest, and for applica-



.

tions outside the realm of nuclear processes,

As an example of coaster as

it

coaster

losing

is

accelerates

is

possible to think of energy

the restrictions just discussed,

down

some of

its

increasing, the kinetic energy less,

it

being conserved.

itself as

a

On

let is

us consider a roller

decreasing, the roller

However, since

its

also increasing. If the roller coaster

way up

the

height

its

potential energy. is

the decrease in potential energy

in kinetic energy.

Since

hill.

the

is

velocity is

is

friction-

exactly counterbalanced by the increase kinetic energy

hill, this

is

reconverted into

Thus we and potential energy are directly and completely interconvertible a characteristic common to all forms of mechanical energy. If, on the other hand, the roller coaster is not frictionless, some of its potential energy will be converted to thermal energy by the rubbing action of

potential energy as the roller coaster returns to

its

original height.

find that kinetic



bearing surfaces. Consequently,

less potential

energy gets converted to kinetic

energy and the kinetic energy at the bottom of the potential energy (by an

duced).

Thus the

amount equal

roller coaster

is

to the

hill is less

unable to return to

potential energy), since the thermal energy

than the original

amount of thermal energy pro-

it

now

its

original height (or

possesses leads only to a

higher temperature and position. its

is of no value in returning the roller coaster to its original Only by performing work (pushing on the cart) can you return it to

original elevation.

At

this point

it

may

be asked: Couldn't this work be supplied by convert-

ing the thermal energy generated by friction back into

Not completely.

work? The answer

to

We

have already indicated that it is not possible to completely convert thermal energy into mechanical energy. Thus, although we could theoretically recover some of the frictional losses, we could never recover this is:

all

of them. Frictional effects reduce forever the amount of energy in the uni-

verse which

is

Indeed,

capable of transformations that produce work. it

is

this distinction

between our

ability to obtain useful

work

5

6

Engineering. Energy, Entropy,

and Equilibrium

Chap.

1

from the various forms of energy and the necessity for a quantitative measure of the usefulness of a unit of energy which leads us to our discussion of a second fundamental property of matter

Entropy

1.3

The

—entropy.

significance of the entropy concept can best be illustrated by an example.

Consider a gas as

it

flows through a wind tunnel.

kinetic energy, a portion of

which

is

random and

The gas molecules possess

a portion of which

is

ordered

and contributes to the bulk velocity of the gas as it moves through the duct. The ordered portion is similar to the kinetic energy of any macroscopic object and is mechanical in form. As such it is capable of being converted to work by an appropriate device such as a turbine or windmill. Extraction of this ordered kinetic energy as work by a perfectly designed turbine would reduce the overall velocity of the gas and hence its kinetic energy, but would not affect the

random behavior of

the collection of molecules as the gas passed

through the blades.

The random contribution

to the total energy of the gas

superimposed on the oriented flow. to the turbine blade, as

its

random

It

effectively

is

contributes nothing to the energy flow

character produces as

many

collisions

tend to prevent the turbine from rotating as those which would assist the random, or thermal,

component does not decrease through

with the turbine. Theoretically one could extract

all

its

which

Thus

it.

interaction

the oriented kinetic energy

possessed by the gas and leave only the thermal component. Such a total conversion would require tion to

what the

many

stages

latter stages

and an unreasonably large device

of the conversion would

in

propor-

yield. Nevertheless, this

process represents (in theory) the most efficient use of the energy available and

provides the thermodynamicist with a standard with which he less ideal

is

able to

Contrast

this

process in which the ordered kinetic energy of the gas

completely converted to work with the condition that would exist

and

if

is

the inlet

outlet ducts of the turbine were suddenly closed. Clearly the total energy

of the gas trapped inside would remain unchanged, as tially isolated.

and

compare

conversions.

As

interact with

it

would become

essen-

the flowing molecules strike the closed outlet they rebound

one another such that

after a short period of time all kinetic

energy will be random in nature. The extent of randomness within the collection will

have increased

have added to

it

significantly, as the original

thermal component

will

now

a thermal component equal to the kinetic component of the

oriented flow.

Although the total energy remains unchanged, any attempt to convert any portion of this energy to work with the turbine is now impossible. We will show in Chapter 7 how a fraction of this thermal energy may be converted to work. However, this fraction is always less than unity and, under the circumstances pictured, would actually be quite close to zero. Thus, in fact, little work can be recovered from this energy once it has been converted to the thermal

Equilibrium

Sec. 1.4

form. The change that took place inside the turbine

is

element of gas by simply trapping

in this

quite revealing.

The

net effect

was

to leave

unchanged but to convert a portion of the mechanical form

its

(kinetic) to the

thermal form with an accompanying loss in the ability of the gas to convert energy to work. (The gas

will also

of the flow stoppage; since

this

is

it

energy

total

its

experience an increase in pressure as a result

mechanical in form,

it

could be used to convert

a portion of the internal energy of the gases to a mechanical form at a subse-

quent time. However, the amount of mechanical energy gained during the pressure rise will be quite small in comparison with the kinetic energy

we

still

so

lost,

experience a net loss in the usefulness of our original energy.)

Entropy

will

be shown to provide a measure of the effectiveness of such

energy conversion processes. Although

in

theory

all

mechanical forms of energy

are completely interconvertible or transferable as work, in practice these ideal

conversions cannot be realized. Frictional and other dissipatory effects inevitably lead to a

downgrading of the available energy resources

which

can never, even by an ideal process, be completely reconstituted to a

it

mechanical form. Entropy

is

effectively a

to a thermal

form from

measure of the extent of randomness

within a system and thus provides an accurate indication of the effectiveness of

energy utilization.

When

body

the mechanical forms of energy possessed by a

are permitted to degenerate by any process whatsoever to the thermal (or

random) form, the entropy of the body is increased. If we were to watch the gas molecules of the previous example, we would" find that the likelihood that the

random molecular motions

themselves without some external input

is

will ever reorient

extremely small. That

is,

the

random

thermal energy will not freely revert to a mechanical form. Since the entropy of a substance

is

related to

its

randomness, the entropy

will

not decrease without

manner known to man to reduce molecular randomness is to transfer the randomness to another body, thereby increasing the randomness and entropy of the second body. Thus as thermal energy is transferred from one body to another, entropy is effectively transferred. The body receiving the thermal energy experiences an increase in entropy while the body releasing the thermal energy experiences a reduction in entropy. The

some

external interaction. However, the only

transfer of thermal energy (or

manner by which

it is

randomness) as heat

in this fashion

is

possible to reduce a body's entropy. Since, as

see later, this process at best results in a constant

the only

we

amount of randomness

shall

in the

universe (and generally produces an increase), the entropy of the universe forever increasing. Unlike energy,

it

is

nonconservative, and therein

lies

is

much

of the mystery that continues to perplex students. Hopefully the development of the concept in Chapter 3 will help clarify students' understanding of this most

important and useful concept.

1.4

A

Equilibrium

body

at equilibrium

is

defined to be one in which

all

opposing

actions, are exactly counterbalanced (subject to the restraints placed

forces, or

upon

the

7

8

Engineering, Energy, Entropy,

and Equilibrium

Chap.

system), so that the macroscopic properties of the time. Experience tion

when

time.

tells

us that

all

body

1

are not changing with

bodies tend to approach an equilibrium condi-

they are isolated from their surroundings for a sufficient period of

For example,

if

a ball

is

placed on a surface as shown in Fig.

1-1,

it

tends

Position

FIG.

1-1.

The equilibrium

to settle in the lowest portion of the surface,

condition.

where the force of gravity

is

exactly

counterbalanced by the supporting force of the surface. Thus the ball has settled in

its

equilibrium position

— subject to

the constraint that

it

remain

in

contact with the surface.

The equilibrium condition described rium because the ball will always return to

away

in Fig. 1-1 is this

termed a stable

condition after

it

has been

equilib-

moved

from the equilibrium position. In addition to stable equilibrium conditions, we may have metastable and unstable equilibrium condi(or disturbed)

tions, as

shown

in Fig. 1-2.

Unstable

Position

FIG.

A

1-2.

metastable equilibrium

original state

if

is

Types of equilibrium.

one

in

which the system

will return to its

subjected to a small disturbance, but which will settle at a differ-

ent equilibrium condition

if

subjected to a disturbance of sufficient magnitude.

For example, a mixture of hydrogen and oxygen can remain unchanged for great periods of time if not greatly disturbed. However, if the mixture is disturbed sufficiently, say by an electrical spark or a mechanical shock, then a

— Sec. 1.4

Equilibrium

hydrogen and oxygen can be expected to occur. is one in which the system will not original condition whenever it is subjected to a finite disturbance.

violent reaction between the

An return to

unstable equilibrium condition its

For example,

if

we

carefully balance a

dime on

its

edge,

we have

a body that

is

essentially in unstable equilibrium, because a small disturbance will cause the

dime to topple. Although the three kinds of equilibrium have been previous paragraphs,

we

shall

now

restrict the

to the discussion of stable equilibrium, as this

illustrated in the

remainder of our consideration is

the condition to which most

systems will ultimately move.

For the simple ball-and-surface illustration, we may picture equilibrium unchanging condition. However, for many of the problems we shall encounter, this static description is far too simple. For example, if we examine the equilibrium between vapor and liquid water on a molecular scale, we would find constant motion and change: Molecules from the liquid are constantly entering the vapor phase and molecules from the vapor are constantly entering the liquid phase. Equilibrium between the liquid and vapor phases to be a static

occurs not

when

all

changes cease, but when these molecular (or microscopic)

changes just balance each other, so that the macroscopic (or gross) properties

remain unchanged. As seen

in this

dynamic process on a microscopic

broader context, equilibrium scale,

even though we treat

is it

actually a as a static

condition in macroscopic terms. All spontaneous (naturally occurring) events tend toward more probable and more random molecular configurations. (If the new configuration were not more probable, the system would not tend toward it spontaneously.) Thus, if a body is isolated from its surroundings and allowed to interact with itself, all changes in body's properties must lead to more probable and random configurations. When the body finally attains its most probable configuration, it can undergo no additional change. Since the body may undergo no further change in its properties, we observe that it must then be in equilibrium with itself, or simply in equilibrium (subject, of course, to the constraint of isolation from its surroundings). Conversely, if an isolated body is in its equilibrium condition so that its properties do not change with time the body must be in its most probable and random configuration. (If it were not in the most probable configuration, it would tend to move toward that configuration.) As we have shown,



the

more random or probable a

configuration, the higher

is

the entropy of the

material in this arrangement. Since the equilibrium condition of an isolated

body corresponds to the most probable conditions, the equilibrium conditions must correspond to the conditions of maximum entropy subject to the constraints placed upon the body. In our discussion of entropy in Chapter 3, we shall examine the relations between entropy and equilibrium in much



greater detail.

In macroscopic terms the equilibrium condition requires that potentials, such as temperature

and pressure (which measure the

all

energy

availability

of energy), be uniform throughout the body. If this were not true, energy flows

9

10

Engineering, Energy. Entropy,

would occur and could

and Equilibrium

theoretically be used to

Chap.

produce work

if

1

the flow were

channeled through an ideal engine. Thus a body in equilibrium (with itself) can be described as one from which no work can be derived if any part of the allowed to communicate with any other part through an ideal engine.

body

is

Later

we

shall deal with

many

types of problems in which the criteria for equi-

librium will be extremely difficult to specify. In these cases useful to rely

librium.

on

this last

we

shall find

it

observation to develop other useful criteria for equi-

Introduction to

System

2. 1

A

—Definition

thermodynamic system may consist of any element of space or matter

fically set aside for study,

speci-

while the surroundings are thought of as representing

the remaining portion of the universe. real or imaginary, separates the is

2

Thermodynamics

The system boundary, which may be

A system that termed a closed

system from the surroundings.

not permitted to exchange mass with the surroundings

is

system, whereas a system that exchanges mass with the surroundings

is

called

an open system. A closed system that exchanges no energy with its surroundings, either in the form of heat or work, is called an isolated system. Examples of a closed system might include a block of steel or a fixed amount of gas confined within a cylinder; a pipe or a turbine through which mass is flowing are examples of an open system. However, if one were to identify a given mass of fluid and follow its passage through a pipe, this fixed amount of mass, surrounded by an imaginary boundary, would constitute a closed system. Two blocks of steel at different temperatures but perfectly insulated from their surroundings constitute an isolated system. The thermodynamic system will provide a basis for analysis in subsequent chapters of this text. In the solution of any problem the first step will always involve a clear definition of the system under consideration. Such a choice is often arbitrary, because several possibilities often exist. Experience demonstrates that in

many

cases an

open system may have inherent advantages, whereas

other cases a closed system might be preferable. 11

in

12

Introduction to Thermodynamics

Chap. 2

Characterization of the

2.2

The condition

System

any particular time is termed its state. a unique set of properties, such as pressure, temperature, and density. A change in the state of a system brought about by some interaction with its surroundings always results in the change of at least one of the properties used to describe the state. However, if by a

For a given

in

which a system

state the

system

exists at

will possess

series

of interactions with the surroundings the system

state,

then

the properties by which that state

all

is

was

restored to

its

original

originally characterized

must return to their original values. A true state property, therefore, is one whose value corresponds to a particular state and is completely independent of the sequence of steps by which that state was achieved. Many of the properties with which we are familiar, such as pressure, temperature, and density, are state properties.

A

system

may

consist of one or

more phases.

A

phase

is

defined as a

completely homogeneous and uniform state of matter. (This definition valid only for an equilibrium phase.

However, since

all

is strictly

phases encountered in

no ambiguity will result if the term phases is used Although both ice and water have a uniform composition, they do not have a uniform consistency or density and would therefore be considered as two different phases. On the other hand, two immiscible liquids would possess different compositions and thus regardless of densities would be considered as

this text are at equilibrium,

alone.)

separate phases. In describing a system, one might assume either a microscopic or macroscopic point of view.

A

microscopic description might consider the atoms or

molecules of which the system

is

composed. Specification of

their individual

masses, positions, velocities, and interactions would be required.

of particles

is

sufficiently great, statistical

procedures

may

If the

number

then be used to pre-

dict the behavior of the total collection of molecules.

A

macroscopic description does not consider the individual molecules or

particles that

make up

lative interaction

the system.

The system

is

described in terms of the cumu-

of the collection with the surroundings. Properties such as

temperature, pressure, or density have meaning a system. However,

if

when used

to characterize such

applied to an individual molecule, such parameters are

meaningless.

To

contrast the two points of view just described,

tainer of gas as our system.

From

let

us consider a con-

the microscopic point of view this system

composed of many molecules constantly moving about within

is

the container.

Although the molecules might all be identical in structure, they would be in continuous motion, occupying different positions and possessing different velocities as they move and interact with one another and the container. If one were to focus his attention on several of these molecules, it would seem that the system is forever undergoing change and that the condition we call equilibrium would never be achieved. However, as we consider an increasing number of

Processes

Sec. 2.3

—Interactions of a System and

Its

Surroundings

some may slow down or change their change are offset by the movements of other molecules. We soon realize that although individual particles within the system experience continuous change, an average velocity and a uniform distribution throughout the container which does not change perceptibly with time eventually results. Thus the gas is in an equilibrium state. Although it is difficult to think in terms of equilibrium when considering molecules,

we observe

that although

direction, the effects of such a

individual particles, the concept does have significance

averaged behavior of

many

when applied

to the

molecules. Kinetic theory and statistical mechanics

enable one to convert the averaged behavior of molecules into state properties,

such as temperature, pressure, and density, ordinarily used to characterize

thermodynamic systems. It is these properties, like the averaged molecular which remain constant in the equilibrium state. The development of classical thermodynamics has been based on the macroscopic point of view. It is this point of view that will provide an operational procedure for system analysis later in this text. However, in recent years velocities or energies,

man's understanding of the microscopic nature of matter has been enlarged and the principles of statistical and quantum mechanics better defined. These developments have added another dimension to the development of the subject and will provide additional insight into the fundamental concepts of energy, entropy, and equilibrium in subsequent chapters. Indeed, many courses and textbooks cover just such relationships and demonstrate the interrelationship between molecular mechanics and the properties of matter used in classical macroscopic thermodynamics.

2.3

Processes Its

—Interactions of a System and

Surroundings

Changes in the physical world are brought about by processes. In the thermodynamic sense a process represents a change in some part of the universe. This change may affect only a single body, as in the approach to equilibrium of an isolated system that was not initially in its equilibrium state, or a process may involve changes in both system and surroundings. The expansion of a gas as it flows through a turbine to produce work is an example of a process in which work is developed by utilizing a pressure difference to extract energy in the form of work from the gas. A thermodynamic analysis might consider either a fixed mass of gas (closed system) or the turbine (open system) as the system. In either of these cases the process involves an interaction between the system and its

surroundings.

The

fixed

mass of gas expands against

represented by the turbine blades.

As

it

its

surroundings, a part of which

is

impinges, the gas exerts a force that causes

The rotating shaft, if attached to an appropriate device, can do useful work in the surroundings. In this instance both the system (the gas) and the surroundings experience a change in their state as the process proceeds. the shaft to rotate.

13

14

Introduction to Thermodynamics

Chap. 2

In the choice of the turbine as the system, the nature of the interaction

between system and surrounding is different, although the net effect on the universe remains unchanged. The interaction of the turbine and the surroundings is represented by passage of mass into the system at a given energy level followed by an internal conversion of the kinetic energy of the gas to shaft work, and the subsequent discharge of a lower-energy gas at the turbine's exhaust. In case the surroundings are being changed, whereas the system itself indefinitely with

no change

in

may

this

operate

its state.

This example illustrates the relationship of a system to a process. Whereas the process

may

be defined specifically in terms of a specific change to be accom-

plished, such as the production of shaft

work by expanding a gas from

a high

pressure to a low pressure, various systems might be specified in a thermody-

namic analysis of the problem. The system chosen must the process of interest instances the change

of the system

As an

is

if

the analysis

may occur

is

totally within a

essential to permit a

in

some way involve some

to yield meaningful results. In

system such that a redefinition

more meaningful

analysis.

illustration of this point, let us take a process in

which two metal

blocks are originally at different temperatures. If the two blocks are brought together,

same

we observe that the temperatures of the two blocks approach The process involves energy transfer from the hotter block to

value.

the the

colder one. If one defines the system to be both blocks, the process occurs within the boundaries of the system and no net change in the energy content takes place in either the system or the surroundings. If one desires to

of energy transferred, such an isolated system

hand,

if

is

know

a poor choice.

the

On

amount

the other

one chooses either block as the system, the process would involve a

flow of energy between the system and part of

its

surroundings. Physically the

choice of system makes no difference in the final state of the universe; that

both blocks end up

at the

same temperature

regardless of which system

is

is,

speci-

fied.

2.4

One

Reversible

and Irreversible Processes

objective of thermodynamics is to describe the interactions between system and surroundings (such as heat and work) which take place as a system moves from one (equilibrium) state to another. For instance, suppose that the gas in a well-insulated cylinder (the system) expands against a piston and transfers mechanical energy to the surroundings. If the piston moves frictionlessly within the cylinder and slowly enough so that viscous losses can be neglected, the work done by the gas will be just equal to the mechanical energy received by the surroundings. Moreover, the mechanical energy received by the surroundings can be stored (by the raising of a weight, for example) and used to return both the system and the surroundings to precisely their original states. On the other hand, if there is friction between the piston and the cylinder, a part of the work done by the gas in its expansion will be converted to thermal

Reversible

Sec. 2.4

surroundings

energy and cannot be stored

in the

on the return stroke of the

piston, not all the

in

and

Irreversible

Processes

a mechanical form. Similarly,

work done by

the surroundings

be transferred to the gas, but some will be converted to thermal energy by the friction. Thus, if the piston-cylinder arrangement is to be returned to its initial state, the surroundings will have to supply more work to the gas during will

the compression than

was received during the expansion.

Similarly, the gas

would

have to transfer an equivalent amount of heat to the surroundings (in order to return to the original energy level). Thus the overall effect of the frictional expansion-compression cycle is a net transfer of mechanical energy into the gas and an equivalent net transfer of thermal energy back to the surroundings.

However, as we have previously indicated, it is impossible to conceive of a whose only effect is to completely convert thermal energy back into mechanical energy. Thus we find that there is a net change in the universe which can never be completely reversed. A similar result would have been obtained for a frictionless piston if the expansion were allowed to take place so rapidly device

that nonuniformities in pressure could occur within the gas in the cylinder.

The

an extreme example of this type of nonuniformity. In order to provide a criterion by which to distinguish between the two types of processes discussed above, we define a reversible process as one which occurs in such a manner that both the system and its surroundings can be dissipation of a shock

wave

is

returned to their original states. conditions

is

called

an

Any

process that does not meet these stringent

irreversible process.

In the previous discussion the process in which the piston lessly

and

at

moderate speed was

surroundings could be

moved

friction-

and by using the work pro-

a reversible process, because both system

returned to their original states

expansion to recompress the gas. For such a process it is a straightforward matter to completely describe the interaction of system and surroundings. This behavior is a major virtue of reversible processes. For an irreversible process, such as the frictional expansion, it is not such a straightforward matter

duced

in the

between system and surroundings. For example, amount of mechanical energy transferred from the

to describe the interactions

knowledge

of either the

surroundings to the piston or that transferred from the piston to the gas does not give us the other unless we also know the amount of mechanical energy dissipated in overcoming the friction between piston frictional process, not only in the system,

do we need

but we need to

and

cylinder.

Thus

for the

to describe the changes that take place

know how

these changes are transferred to the

surroundings before our description of the process

is

complete. This additional

complexity of irreversible processes carries over into other types of systems as well

and

will

be the subject of

much

discussion in the next several chapters.

some of the general conclusions and irreversible processes. Since it to enumerate those things which make a process irreversible the following is a discussion of the sources of irreversibility and

Before leaving the topic,

let

us examine

that can be reached concerning reversible is

much

easier

than vice versa,

their consequences.

We

have already noted that mechanical friction leads to

irreversibility

75

1

6

Introduction to Thermodynamics

Chap. 2

because the mechanical energy dissipated

in

overcoming

friction

is

transformed

into heat. Similar irreversibilities are exhibited by a large class of processes, of

which the following are examples: 1.

2. 3.

The flow of a viscous fluid through a pipe. System: the fluid. The transfer of electricity through a resistor. System: the resistor. The inelastic deformation of a solid material. System: the solid.

common

work provided by the is recovered when the direction of the process is reversed, but part of the work is lost to friction (molecular and electronic in these examples) and is converted to heat. Thus Each process has

in

the fact that a part of the

surroundings to carry out the process can be stored and

the system and surroundings cannot both be returned to their original states and these processes are irreversible.

Not ly,

all irreversibilities

although

it

involve the degradation of

can be shown

will eventually lead to

work

to heat immediate-

that restoration of the system to

original state

its

such a conversion. Consider the following processes

in

isolated systems: 1. A sealed and insulated cylinder containing one high-pressure chamber and one vacuum chamber with the connecting valve then opened (free expan-

System: the gas.

tion).

2.

A

hot and a cold block of metal insulated from their surroundings

but brought into thermal contact with each other. System: both blocks.

To

restore the gas to

its

original pressure the gas

must be compressed

work supplied by the surroundings. During the compression an equivalent amount of heat must be transferred back to the surroundings to restore the gas to its original energy level. Thus the surroundings undergo a net change that using

cannot be reversed, and the process

To

is

restore the second system to

irreversible.

one from a high-temperature reservoir in the surroundings. The other block must be cooled by transferring heat to a low-temperature reservoir. As we shall show later, it is not possible to transfer heat from the low -temperature reservoir to the high-temperature reservoir without supplying work. Thus, although the system can be returned its

original state, the temperature of

block must be increased by transferring heat to

to

it

original state, the surroundings cannot: the process

its

The common

is

again irreversible.

two processes which can be generalized is that energy has been transferred from one part of the system to another and an factor in these

energy potential (pressure difference or temperature difference) has been reduced

without the production of work.

If.

in the first case, the

energy potential (pres-

sure difference) had been reduced by expanding the gas against a frictionless

piston until

duced

its

in the

volume equaled that of the combined chambers, the work pro-

surroundings would have been just that necessary to recompress

the gas. Although the final state of the work-producing system

exactly the

same

In the

would not be

as for the free expansion, this process, in contrast,

is

reversible.

second case a heat engine (for example, a steam engine) might

have been employed to produce work during the transfer of heat from the high-

System Analysis

Sec. 2.5

temperature block to the low-temperature block. This work could then be used to drive a heat

pump

(refrigerator)

which could drive heat from the low-tempera-

Under

ture block back to the high-temperature block.

ideal conditions

it

is

possible to return both blocks to their initial states, thereby reversing the original process.

An

irreversible process

always involves a degradation of an energy potential or a corresponding increase in

maximum amount of work

without producing the

another energy potential other than temperature. either

from

of mechanical-energy potentials, as latter case

The degradation can

frictional effects, as in the case of the piston, or

we can

in the case

result

from an imbalance

of the free expansion. In the

generalize this observation to state that a process will be

irreversible if that process (by virtue of a finite driving force) occurs at a rate

compared

which molecular adjustment in the system can occur. Since molecular processes occur at a finite (even if rapid) rate, a that

large

is

to the rate at

truly reversible process will always involve

an infinitesimal driving force to

assure that the energy transfer occurs without degradation of the driving potential.

Hence they

ditions

it is

will

take place at an infinitesimally low rate.

Under such con-

always possible for a system to readjust on the molecular

the process change such that the system

moves

successively

from one

level to

equilib-

rium

state to another.

rate,

because our output and hence profit would also be infinitesimal. Thus we

In practice,

we cannot

afford to operate processes at

an

infinitely

slow

intentionally sacrifice our energy potentials to accomplish immediate change.

However, many process changes, while occurring at a finite rate, do not occur is unable to adjust on a molecular level (owing to the very rapid rate at which molecular processes occur). Such processes are referred to as quasi-static or quasi-equilibrium and are frequently amenable to analysis by much the same technique as reversible processes. Although it is generally much easier to describe a system's behavior under reversible conditions rather than irreversible ones, most processes of interest are irreversible. Thus to facilitate thermodynamic analysis we often invent reversible processes that closely approximate actual process behavior and yet provide some basis with which to compare irreversible processes between the same end states. so rapidly that the system

2.5

System Analysis

In thermodynamics the behavior of a system

changes in state that

it

energy that cross the boundary. that changes

may

is

studied by monitoring the

experiences during a process and the flows of mass or

An

effective

accounting scheme

is

necessary so

be carefully analyzed quantitatively just as the flow of

money

and from a checking account is carefully monitored. The scheme used in keeping a record of one's bank balance is really rather simple and exactly the same as the procedure we choose to use in thermodynamics.

to

17

18

Chap. 2

Introduction to Thermodynamics

Let us consider a checking account as the "system." The balance of dolmight be thought of as the state of the system, where dollars represent a property of the system. Flows between system and surroundings are represented by deposits, withdrawals, or checks. Since service charges or interest can result lars

in a

change

in the

balance without any flow, some mechanism must be provided

for such a change. In balancing such an account a simple system

is

used:

Flows Dollars deposited -1- interest



checks written



service charge

=

change

in

amount of

dollars

Generation terms In

more general

terms, such a scheme simply relates the change, or accumu-

lation, of a quantity in a

system to what enters or leaves the system plus any

production (or destruction) of that quantity that occurs totally within the system. The simple mass balance is an application of this simple scheme. Since mass is known to be conserved in all nonnuclear transformations, the generation term

becomes unnecessary. For a given system mass jn



mass out

=

change

=

tlM

in

mass

(2-1)

or

5M - SM iB

out

(2-2)

where the symbol 5 is used to indicate the differential flow of a quantity (in this case mass) and the symbol d is used to indicate the differential change in a system's properties (in this case the system's mass). If

we

are interested in the

the total mass,

we must allow

mass of a component

in a

system rather than

for a generation term, because a given

component

can be produced, or consumed, within the system by chemical reaction. Thus for a component. B. the following balance can be written: (SB) in

-

{SB) OM

+

{SB) gen

- dB

(2-3)

where we have used the term (5B) gen to represent the differential amount of generated within the system. Thus our use of the differential operator 5

B is

extended to include both flow and generation terms. This same accounting scheme will be used later to analyze changes in energy and entropy experienced by a system. Although the time rate of change of these variables is not of particular concern in a thermodynamic analysis, one could incorporate the notion of rates by simply dividing each term by a time factor. The same scheme can also be used to formulate basic rate expressions for different processes in later courses.

2.6

Units

Any

physical

measurement must be expressed in units. For example, if the was expressed as 100 long, it would convey no meaning.

length of a football field

Sec. 2.6

However,

Units

we add a

if

and say the

unit

meaning. The term "yard"' a reference length which are

many

units

is

kept at

is

field is

100 yards long, the statement has

whose value is defined in terms of the National Bureau of Standards. There

a unit of length

which the engineer

is

likely to encounter.

Some

of these units

consist of groupings of other units. In certain cases different units

may

be used

same physical property (for example, "foot" and "yard" are both units of length) and therefore are interconvertible. The subject of units has been greatly confused by the use of different sets of units in the scientific and engineering communities. The scientific community generally uses the metric (CGS or MKS) system; the engineering community uses the engineering, or British, system. Although the engineering and metric systems appear at first glance to be basically different, we shall see that they to express the

are actually quite similar.

A vast number of physical units

can be expressed

length, time,

in

units exist.

However, the great majority of these

terms of the four fundamental dimensions of mass,

and temperature. The dimensions for both force and energy can

be expressed from these four fundamental dimensions. Most of the difficulty

encountered

in the use of dimensions and units arises because the relation between the dimensions (and units) of mass and force is not properly under-

problem

compounded

greatly by the different mass-force relaand metric systems. Let us now examine the similarities and differences between the engineering and metric systems of units. In the metric system the unit of length is either

stood. This

is

tions used in the engineering

the meter or the centimeter; in the English system the unit of length

or inch. In both systems the basic unit of time

The metric unit of mass is the pound (abbreviated lb m

the ,

for

is

is

the foot

the hour, minute, or second.

gram or kilogram; the English unit of mass is pound mass). Up to this point the metric and

engineering systems are very similar, except for the numerical factor for converting feet to meters or lb m to kg. However, as we stated before, the unit of force is a derived quantity and the metric unit of force is defined in a slightly

manner from the English units of force. The unit of force may be derived from Newton's law of acceleration, which says that the force F necessary to uniformly accelerate a body is directly proportional to the product of the mass of the body and the acceleration it different

undergoes. That

is,

F

a

M-a

(2-4)

or

F=^

(2-5)

Sc

where g c is the universal conversion factor, whose magnitude and units depend on the units chosen for F, M, and a. For example, in the metric system the unit of force is either the newton (MKS) or the dyne (CGS). The newton is defined as the force needed to accelerate a 1-kg mass at 1 m/sec 2 the dyne is the force necessary to accelerate a ;

19

20

Introduction to Thermodynamics

l-g

mass

at

I

cm/sec 2

Chap. 2

Substitution of these values into equation (2-5) gives

.

newton

=

dyne

=

.

, 1

— 1

2 kg^ lm/sec

,«,

,s

(2-6)

i

and I

»

8'

cm/sec'

1

(2 . 6a)

Zc

We may now

solve for

gc as newton

Thus,

in the

(where a dimension

=1 _gan

kgjn

!

dyne

sec-

(2 . 7)

see-

metric system g c has the value unity, and the dimensions is a whole class of units)

6cL[

=

] J

mass-length force- time 2

v

where [=] represents "has the dimensions of." It would seem natural to define the units of force in the engineering system in a manner similar to that of the metric system, that is, as the force necesft/sec 2 The poundal is, in fact, defined in sary to accelerate a l-lb m mass at just this manner. However, the poundal has never received great acceptance as a unit of force and is hardiy ever seen. The pound force, lb is the most fre1

.

f

quently used unit of force in the engineering system; necessary to accelerate ft/sec

2

in the

1

32.174 ft/sec 2

lb m at

(It

.

it

is

,

defined as the force

should be noted that 32.174

the acceleration of the earth's gravity field at the equator.) Therefore,

is

engineering system gc

defined as

is

~

g<

lb m - 32. 174 ft/sec 2

1

" ?R (2 8)

n^

or

The weight of an

32i74

=

*<

object can be calculated from equation (2-5) by

bering that the weight of a body the

body

at the

same

(2 ' 8a '

ieN?

rate

it

is

would accelerate during

Therefore, the weight of a body

is

remem-

identical to the force necessary to accelerate free fall in a

vacuum.

expressed as

W=Ml

(2-9)

Zc

where g

is

the acceleration of gravity

and

In the engineering system of units

W the weight.

we may

express the weight of a

1

lb m as

2

llb m 32.174 ft/sec 32.174 lbjlb f ft/sec 2

w

.

.

=

1

lb f

(2-10)

That is, in the engineering system of units the magnitudes of the weight and mass of a body are identical at sea level, where g = 32.174 ft/sec 2 when the weight is expressed as lb f and the mass as lb m and the acceleration of gravity ,

,

Units

Sec. 2.6

is

32.174 ft/sec 2

.

Thus the

lb f

might alternatively have been defined as the force

necessary to support a l-lb m mass against the forces of gravity at the equator. The weight in newtons of a 1-kg mass is given by

W=

1

kg-9.8m/sec kg -m/sec 2

:

newtons

(2-11)

1

where g

=

9.8 m/sec 2 , or

W= Thus

in the

9.8

newtons

(2-1 la)

metric system the weight of a mass does not have the same

numerical value as

its

mass, whereas in the engineering system

other hand, in the metric system the magnitude of

system the magnitude of gc

=

the magnitude of

g

gc



1

;

does.

it

On

the

in the engineering

at the equator.

Since most scientific fields prefer to use metric, rather than engineering, units, the

omission of the term g c causes no serious problem, and the practice

of not including g c in the equations involving the conversion of mass units to force units is almost universal. However, in the engineering system neglect of g c

can be catastrophic, because the magnitude of g c is not equal to unity. Thus of primary importance that the proper use of g c be fully understood.

Table 2-1 tive

lists

the

more commonly used systems of

units

and

it is

their respec-

mass, length, time, and force conversion.

TABLE

2-1

Common Systems

of Units

System of

Unit of

Unit of

Unit of

Units

Length

Time

Mass

Engineering

foot

second

lb,.

Unit of

Definition of the

Force Unit

Force

lb,

lb m -ft

32.174

lbf sec 2

needed a

Force

accelerate lb m

mass

at

32.174 ft/sec 2

Engineering

foot

second

lb,

poundal

lb r

ft

poundal sec 2

Force

needed a

accelerate lb m

mass

at

1.0 ft/sec 2

Metric

centimeter

second

gram

dyne

cm

g

Force

dyne sec 2

(CGS)

mass Metric

meter

second

kilogram

newton

(MKS)

kg

m

newton

sec 2

centimeter

second

gram

gf

980 g

cm

2 gf sec

Combined

meter

second

kilogram

kgf

9.8

kg

m

kgf sec 2

to 1-

at 1.0

cm/sec 2 Force needed

to

accelerate a 1-kg

mass

Combined

needed

accelerate a

at 1.0

m/sec 2 Force needed

to

accelerate a 1-g

mass 980 cm/sec 2 Force needed

to

a

1-

accelerate

kg mass m/sec 2

9.8

21

:

22

Introduction to Thermodynamics

Chap. 2

Let us now examine the dimensions and units of some of the quantities most frequently encountered in engineering studies. Since all units that have identical dimensions must be interconvertible, conversion factors between these units must exist. Lists giving the commonly needed conversion factors and some other useful constants are presented as Tables 2-2 and 2-3.

Work has

1.

tem, ft-lb f

.

We

the dimensions of force



length, or, in the engineering sys-

shall see in later chapters that

because both work and heat are

energy terms, they must have the same dimensions. In the engineering system heat is expressed in British thermal units (Btu's). The conversion factor between ft-lb f

and Btu

is

1

Kinetic energy, being a

2.

force

length. Kinetic energy



is

=

Btu

778

ft-lb r

form of energy, must also have dimensions of evaluated from the formula v-e KE

=

-=

Mu

2

gc

1

l

M = mass, lb m

where

u

ge

= =

velocity, ft/sec

32.17 ft/sec 2 lb m /lb f -

SAMPLE PROBLEM car traveling at 60

2-1. Calculate the kinetic energy, in Btu, of a 4000-lb m

mph.

Solution 60

mph =

2 _^ 4000 lb m (88 ft/sec) 2 32.17 lb m ft/lb f sec 2

Kt

= =

3.

88 ft/sec

4.8

x 10 5

ft

lb f

618 Btu

Potential energy also has the dimensions of force

gravitational potential energy

is



length

and

for

evaluated from the formula

PE

= Ml& = wz go

where

M= Z= g = g = W= c

4. is

mass, lb m height,

ft

32.17 ft/sec 2 32.17 lb m ft/(sec weight, lb f

2

lb f )

Pressure has the dimensions of force/area. Often hydrostatic pressure

measured by the formula

p- Pgh gc

i

<

o\ m N O

*

1"-^

vo

v-i

©

-^t

'

o o o o

O O o c o

^

U

*

ro rf*: ©' -h o" rn

c/5

0)

c

o

a

'-'ON—icifN-^Tj-j-HTl-

>

43

O

O

,) and (p 2 ). Thus, although the entropies must be additive, the thermodynamic probabilities of the combined system are multiplicative. The only functional relationship that satisfies these conditions is the logarithmic function. With these considerations in mind it is postulated that the entropy of a given configuration, or macrostate, is related to its thermodynamic probability,/?,., by the simple expresity

sion

S

= k\np

is

the Boltzmann constant, which

i

The proportionality

constant, k,

(3-3)

l

is

equal to

the ideal gas constant, R, divided by Avogadro's number. This relationship

between thermodynamic probability and entropy is now generally accepted and serves as the basis for the development of statistical thermodynamics. Although it is not our goal in this book to develop this subject, it should be observed that as our understanding of atomic and molecular behavior is increased, statistical thermodynamics becomes an increasingly valuable tool for the engineer. Its utilization requires an understanding of all the energy modes and the values of energy levels to which particles have access in each of the energy macrostates. Today such information of molecules

in the

gaseous

molecules can also be described by ble to calculate

is

available for only the simplest

state. If in the future the

thermodynamic

scientists,

behavior of more complex

then in theory

it

would be

possi-

properties directly from a knowledge of the

fundamental parameters. Once established, such procedures could eliminate the need for scientists and engineers to devote sizable efforts to obtain experimentally the property data needed to make engineering calculations. However, that

day has not yet arrived, and engineers to determine tally.

much

will

continue in the foreseeable future

of the property data required for their analyses experimen-

:

Sec. 3.5

Entropy

The value of having introduced equation

(3-3) in this development relates one gains with regard to entropy. For each macrostate we can compute an entropy from equation (3-3) provided only that we can

to the increased insight

determine the number of microstates that comprise the macrostate. Although number of macrostates for given values of N, V, and U in any real system

the is

enormous,

it is,

number. Of

nevertheless, a finite

these,

we know

that certain

macrostates will occur with far greater frequency because of the overwhelming number of microstates which they contain. Figure 3-3 shows the data of Table 3-3 with />,. for each macrostate. The ordinate can be interpreted as either the

Sti for the fth macrostate with an appropriate modification of the scale utilized. Although these data originate from just a twenty particle-two cell distribution, it clearly shows the tendency thermodynamic probability, p„ or entropy,

for the system to cluster about the earlier,

when

pares with the levels they

the

most probable configurations. As implied particles is increased to a level that comin a system and the number of energy

number of cells and number of molecules

the

can occupy, the distribution peaks considerably more sharply about

most probable value.

The macrostates with

the largest

thermodynamic

probability, or largest

values of entropy, are those which exist once the system reaches equilibrium.

As

previously indicated, fluctuations about the equilibrium state occur, but

may

these fluctuations are so small that for practical purposes the system

considered to be in entropy, labeled

of N, V, and

its

S miX

,

equilibrium state. Thus

we might

be

associate the value of

with the equilibrium state corresponding to the values

U for which

the plot applies.

would produce a corresponding change

A

change

in

any of these parameters

in the curve in Fig. 3-3 as well as the

system's equilibrium entropy.

One very important

point should be learned from the foregoing discussion

that a system with a given N, V,

considered to be in

its

and

U

possesses a unique value of

equilibrium state. If

of equilibrium states, entropy retains

its

we

state

S

only

if

thermodynamics as a study character. However, a system in treat

a perturbed or nonequilibrium condition can be thought of as possessing value of entropy less than

its

equilibrium value, as seen in Fig. 3-3.

some The nonequi-

librium system would correspond to a less probable macrostate than that at

and the entropy of any such state is clearly less than Energy exchange between various energy macrostates or molecules in a

the peak of the curve, »S max .

nonequilibrium isolated system would

move

less

probable to more

probable distributions until the system

finally reaches the

most probable, or

it

from

equilibrium, state at the peak of the curve.

A three-dimensional plot of entropy, S, plotted against the internal energy, U,

and volume,

V, of the system

is

shown

in Fig. 3-4.

The

surface that results

represents all the equilibrium states for the possible combinations of for a given value of N. All nonequilibrium states possible

the surface, inasmuch as such states

would

would possess entropies

less

fall

U and V beneath

than those

corresponding to the equilibrium values.

Two

equilibrium states are designated on the surface.

Any

path connecting

43

44

Thermodynamic Properties

-

Chap.

10-

Cell

A

Cell

B

20

FIGURE the

3-3

two points and lying wholly on the surface would represent a

path, because each intermediate state

an

infinite

3

number of such paths

is

itself

an equilibrium

state.

possible for any system in going

state to another. {Note: Processes that occur

reversible

There are

from one

along the equilibrium

U-V-S

surface are also quasistatic processes!) Similarly, there are an infinite

number of paths

that depart

surface which could also be used in taking a system from state

Such processes represent

irreversible

culties in analyzing such a process

1

from the to state 2.

and nonquasistatic processes. The

should take on added significance

in

diffi-

view

of the earlier discussion on entropy. Since these processes pass through nonequi-

Entropy

Sec. 3.5

FIG. 3-4. The

U-V-S

equilibrium sur-

face.

librium states, any given value of In Fig. 3-4

V

decrease in

at

it

U

and V can have many

should be noted that a decrease

U

constant

in

both produce a decrease in

different values of S.

U

at constant

S. In

V

or a

view of our pre-

U orK number of microstates accessible to the system. The greater the greater the number of ways in which it may be distributed among the

vious discussion, this would be expected, because a reduction of either

reduces the energy, the

various particles (see Sample Problem 3-3). Similarly, as lent to increasing A/, the

number of

cells, in

V

is

increased (equiva-

our earlier discussion), the total

number of cells to the

increases, as does the thermodynamic probability corresponding most probable macrostate. The latter is directly related to entropy, as

equation (3-3) showed.

SAMPLE PROBLEM

3-4.

One

lb-mole of pure solid copper and three lb-mole

of pure solid nickel are brought into intimate contact and held in this fashion at elevated temperatures until the copper and nickel have completely diffused, and the remaining solid is a uniform, random mixture of copper and nickel atoms. If we assume that the original solid copper and nickel were perfect crystals, as is the final mixture, determine the entropy change associated with the mixing of the copper and nickel.

Solution arranged

:

After the diffusion occurs, the copper and nickel atoms are randomly

in the

atomic

sites available to

them. Let us assume that in our molecular

ordering the copper atoms are randomly placed sites,

and

of generality,

of

C

4-

the total

number of atomic

let

N atomic sites.

copper atoms are in the copper matrix and the nickel atoms are in we assume perfect crystals with no atomic movement, then there only one possible microstate which satifies the initial conditions and the initial Initially all

the nickel matrix. If is

among

atoms are then used to fill the remaining sites. For purposes us assume that we have C copper atoms and TV nickel atoms for a total

that the nickel

45

46

Thermodynamic Properties entropy

Chap.

is

=

5

Now

after the diffusion, the

sites.

The

total

+C—

C

number of ways

observing that the the (iV

3

1)

first

k

,

copper atoms are randomly dispersed between C + N in which these C atoms can be so arranged is found by

copper atom can go

C-

CXAT+

1)

any of the

in

remaining, and so on until

(AT+

=

In p,

(/V

C)

-

sites,

the second

in

we have

... CAT

+

I)

C)!

(;V

=

^,

C atoms in the same and hence do not represent new microstates. Thus the total number of distinguishable microstates is given by

arrangements. But of these, C! are simply rearrangements of the

atomic

sites,

n

Pi

and the entropy of the mixture

S Applying

Stirling's

S

C)\

N\ C!

given by

is

=

_ (N +

k\n

Pi

k\n[^±^]

=

approximation and simplifying gives

= k[N-C]\\n(N-r

O-j^^lnN-j^-^lnC

but

N (N+C) where x represents mole

=

S = k[N - C]

and "~

'

fractions. [In

C

,

x Ni N

~.

(Kr (iV+C) ,

= xCu

Thus

(N+C)-

xNJ

In

N-

xCu

In

C]

but *Ni

+

*Cu



1

so that

S=

-*[AT

+

Cl[xK

In

= -k[N

4-

C][x Ni

In

(jfa) + x Ni

+

x Cll

In

Xc.

In

(^)]

x Cu ]

but

N + C = n TA,

where

= = R =

nT

A

number of moles Avogadro's number Total

Ideal gas constant

and

R = Ak so that

S

= -Rn T [x yi In x Si + x In xCu = (-1.987X4.0)[0.75 (In 0.75) + = +4.5Btu/ R C{1

]

0.25 (In 0.25)]Btu/°R

;

and we observe,

as expected, that the entropy has increased.

Entropy

Sec. 3.5

Relationship of Entropy to Macroscopic Concepts

Heat

As was thought of

stated earlier,

in

from a

historical point of view,

a macroscopic sense as relating to heat and

entropy was its

first

conversion to

work. The consistency of the more recent microscopic developments with the classical evolution of the

tionships

among

concept was suggested when we examined the

entropy, heat, and work.

We

rela-

just observed that a process in

which a system's energy is increased without any change in the number of particles, or in the volume, should lead to an increase in the system's entropy. One method by which such a process could occur would be to transfer energy into a closed, rigid system as heat.

Thus a small addition of

heat,

SQ, should

produce a small entropy increase, dS.

= K6Q

dSNV

(3-4)

where K represents some positive proportionality factor that change to the flow of thermal energy.

We is

relates the

entropy

note that equation (3-4) expresses the entropy change in a system that

undergoing a very restricted process

— one at constant N and V, one in which

energy transfers as heat occur. In Chapter 5 we shall develop methods for calculating

dS during more general

processes.

At that time we will recognize is the amount of energy

the entropy change indicated in equation (3-4)

that

that

flows by virtue of the thermal energy (heat) transfer.

Note

that in establishing equation (3-4)

entropy in an absolute sense.

We

we have

refrained

from discussing

have simply observed a consistency between

our microscopic definition and the relative change in a system's entropy arising

from heat exchange. Some

insight into

both the nature of the proportionality

constant and the absolute value of entropy can be gained

what happens to a given system removal occurs.

in a

if

one considers

microscopic sense when heat addition or

Let us consider as our system a collection of water molecules in the vapor state in

a rigid container.

sufficiently (heat

further cooling

it

We

have observed that

if

such a system

is

cooled

would condense and form liquid water; upon would eventually form solid water or ice. Between each of

removal)

it

these phase changes a reduction in temperature occurs.

While

in the gas phase, the

molecules are translating, vibrating, and rotat-

ing throughout the container with relatively is

little

interaction. Their distribution

completely random and the fluid possesses no "structure." As heat

we would observe a reduction down of molecular movement is less,

in

is

removed

temperature macroscopically and a slowing

microscopically. Since the total system energy

there are fewer possible energy distributions for the system's molecules,

and thus the entropy for each successive equilibrium

state

would be

less as

cooling proceeds.

At some point

in the cooling process the kinetic energy of individual

47

48

Thermodynamic Properties

Chap.

3

molecules will be reduced to a point where the attractive forces between molecules will

become

condensation

significant relative to translational or kinetic effects

will occur.

The

move about throughout

to

liquid state, although

the system, limits molecular

and

permitting molecules

still

movement to a much move in groups or

greater degree than existed in the vapor state. Molecules

and are always

clusters

Some

cules.

affected

by

their interactions with

neighboring mole-

degree of order begins to appear in the system as a result of these

interparticle forces. Further cooling slows the molecular

and the entropy continues to decrease. Finally the point

movement even more,

is

reached where

solidi-

fication or freezing occurs.

At

this point further

loss of translational energy.

removal of energy

results in virtually a

complete

Molecules no longer possess the necessary kinetic

energy to overcome the short-range intermolecular forces and a crystalline structure results, with each molecule assuming a certain position within a lattice

or network arrangement. Molecules continue to vibrate about these

move from the number

positions but not with sufficient energy to

absence of the translational distributions

mode

greatly reduces the

lattice point.

The

of possible energy

and hence we would expect the entropy to decrease rather rapidly

while this phase change occurs.

Continued cooling of the

solid causes the molecules to vibrate with pro-

The cooling process also results in a lowering of temperature of the ice, as we would expect. If enough energy is removed, molecules finally cease to vibrate completely and remain in a fixed position

gressively smaller amplitudes.

the the at is

each

no

lattice point.

We now

have a perfectly ordered

translational, vibrational, or rotational energy. If

ciated with the

mass of the molecule

energy, the system

now

itself

lattice in

we

which there

neglect energy asso-

and the intermolecular potential

has zero energy. Only one energy distribution meets

such a condition, that for which each molecule has zero energy. In addition, since each molecule

is

line structure), there

at a fixed lattice point is

(assuming we have a perfect crystal-

only one configurational arrangement possible. Thus

and S = k In p miX = 0, or the system's entropy (by our earlier reduced to zero. Had we continued to measure temperature throughout the postulated cooling process, we would have found that on the Fahrenheit scale this condition occurred when we reached — 459.67°F ( — 273.1 5°C on the centigrade scale). Interestingly enough, if we were to have used any other pure material that forms a (perfect) crystalline lattice in the solid state, we would have observed that all molecular motion would have ceased at exactly the same temperature. This temperature then takes on particular significance in the thermodynamic sense in that it corresponds to that point at which pure crystalline materials have zero entropy. For this reason two new temperature scales (termed absolute temperature scales) were conceived, in which temperature differences have the same values as in the Fahrenheit and centigrade scales but in which this unique temperature is labeled zero. These scales are called the Rankine and Kelvin scales.

p max becomes

1.

definition) has been

Entropy

Sec. 3.5

These observations led to the third law of thermodynamics, which

states

simply that pure, perfect crystalline substances have zero entropy at the absolute zero of temperature,

0°R or 0°K.

also provides us with a reference base for

It

entropy such that we can later refer to absolute values of entropy as well as to the relative value of entropy changes.

The exact nature of

and heat

the functional relationship between entropy

remains to be discussed. Indeed,

it is

a rather difficult task to present the justi-

fication for the equation that links entropy

and heat

manner completely

in a

understandable to most students. However, two specific observations

made which provide some credence It is

for the function that

should be remembered that entropy as

a state property; that

is, its

value

is

it

may

be

used.

is

an equilibrium

relates to

state

independent of the processes by which a

given state was achieved. Therefore, the difference in entropy between two states,

from

—S

AS = S 2

state

1

must also be independent of the path taken

tl

to state 2. If the equation

the right-hand side of the equation

in

moving

— f(5Q) is to satisfy such a condition,

dS

must also behave as a

such

state variable

that \\f{8Q), which equals AS, is independent of the path chosen. Heat flow, or 8 Q, is not a state variable, inasmuch as different amounts of energy exchanged as heat are possible in

moving between any two given

mathematical point of view

it

is

relates heat to entropy. In Section 5.2

ture erty.

is

we seek such relationship dS

the factor

Thus the

that

=

states.

Thus, from a

necessary to find an integrating factor that will

it

K5Q

be shown that reciprocal tempera-

takes

on the character of a

SQ/T adequately

state

prop-

accounts for that portion of

the entropy changes attributable solely to heat transfer.

Although proof of the preceding conclusion

is

delayed,

may be

it

value to the student at this point to observe the consistency of this C

R the entropy

lar

of pure crystalline substances becomes zero, because

movement has stopped and a

result.

molecu-

all

A

perfectly ordered structure exists.

which

transfer of energy to the system, however,

raises the

of

At

slight

temperature just

above absolute zero could be distributed in a great number of ways in a manyThus, for a very small heat addition, SQ, /? max goes from unity to a very large number rather quickly. Near the absolute zero of temperature particle system.

the proportionality factor, 1/T,

becomes very large and thus appears

to ade-

quately describe this large entropy change even for a small value of 8Q.

Another observation that supports

this

conclusion

entropy change associated with a phase change

is

of the two phases present. If one removes twice as vapor, twice as

much

saturated liquid

is

is

recognition that the

amounts

directly related to the

much

heat from a saturated

produced as long as one stays

saturated region. Since the entropy of the mixture equals the

sum of the

in a

entropies

of the individual phases, the entropy change produced in the second case would

be twice that in the

first.

During a phase

constant and direct relation to the

remains constant during a phase change, does not lead to an inconsistency.

transition, entropy changes bear a

amount of heat its

transfer. Since

use in the expression

temperature

dS

=

SQ/T

49

50

Chap.

Thermodynamic Properties

3

Work In the preceding discussion entropy

changes were related to a heat

effect.

Certainly a system's energy can be altered by other than a heat effect and one

might justifiably ask What about entropy changes resulting from energy transfer form of work ? Consider the compression of gas in an insulated :

to a system in the

cylinder, a process involving only energy transfer as work. Let us

examine the

microscopic phenomena associated with this work transfer process. Before the piston begins to move, molecules are striking and rebounding from the piston surface at random. Since the collisions between the molecules and piston will

be elastic (unless heat transfer

is

occurring), the kinetic energy of the molecules

will remain constant during collision with the wall, and thus no energy transfer has occurred between the gas molecules and the piston. If the piston begins to move into the fluid (that is, a compression), then the gas molecules will rebound

with a higher velocity than they possessed before the collision. Thus energy

is

transferred into the fluid. Although the energy in transit across the piston

is

termed work, once the energy

is

transferred into the system

it

clearly

becomes

part of the internal energy of the system. Similarly, if the piston moves away from the fluid (an expansion), then the molecules will rebound with a lower velocity than they is

had when they struck the

piston.

The energy of

the particles

reduced, and a transfer of energy from the molecules to the piston will have

occurred.

Thus we observe of work)

is

sponding increase just as

it

that during the compression process, energy (in the

form

transferred into the system. This energy transfer produces a correin the

number of energy

distributions available to the gas,

did in the case of heat addition. However, unlike the constant-volume

heating process, the compression

is

accompanied by a reduction

in

volume.

This change can be thought of as either reducing the number of volume elements throughout which the molecules can distribute themselves or reducing the average size of each element. This reduction tends to compensate for the system's entropy increase, which results from increased energy. Interestingly enough, the two effects exactly compensate one another if the compression occurs reversibly

(and with no heat transfer). surroundings, the system

decreased energy

is

still

If the

system performs work (reversibly) on

its

experiences no net change in entropy since the

accompanied by an increase of volume.

Suppose, however, that a system insulated from

without transferring energy to

its

surroundings.

its

surroundings expands

An example

of such a process

might be the gas confined by the massless piston shown in Fig. 3-5. Let us assume that no resisting force or atmosphere restricts the motion of the piston

The first molecule that strikes the massless piston after the latch removed causes the piston to move immediately to the far right part of the container. If the piston does not rebound, then the volume undergoes a step increase. When the piston is struck by the second, third, and following molecules it is no longer moving, and thus no energy interchange occurs between the gas and the piston. The total energy of the gas remains constant while the volume to the right. is

Temperature and Pressure

Sec. 3.6

Gas

Vacuum

fc

No

FIG.

force transmitted to surroundings

P=0

3-5. Free

expansion of gas.

has increased. The volume increase leads to an increased

number of volume no comparable decrease in the number of number of microstates increases, as does the

microstates. However, since there

energy microstates, the total

entropy of the system



in spite

is

of the lack of an energy transfer.

The process described above can never be returned to

its

roundings. Furthermore,

it

(P2



no_

. vD oo — r-oooom — — O O O O O" O' — — fN Tt

— fsr~Tj-ioor— — — cNtj-ncOOn '

— O ^)m^

«m'

£2 3 2a 5 ~

OQ CQ °9 (^ Cu -A c i e

i

r-'

"° -S "5 o °

is

«•§

X X c £

c

a



D.

^ — £ •

-5

c

£ ^ D -K-

64

^ ++

Equations of State

Sec. 3.8

ly

used equations of state can be reduced to a form that

quite similar to, the virial form. In this

convenient to use, and therefore

larly

equation of state to the

SAMPLE PROBLEM

virial

is

identical with, or

form the equations of

state are particu-

frequently useful to convert a given

it is

form.

3-5. Convert the Beattie-Bridgeman equation of state

into the virial form.

Solution in

which

We

:

it

is

begin by writing the Beattie-Bridgeman equation of state most usually encountered, as shown in equation (3-23):

= rt[v +«.(i _ *)](i _ jC,)

pv Now

_ ,i.(i _

in the

form

«)

perform the multiplications indicated on the right-hand side:

PVi = i^RTV + B Q RT- ^y^)(l p^j)

-A +4f Q

or

RTB p

pi/2 = R1V pti/ + B RI pt PV 2

Now

/?

i

collect

terms

in like

PV = RTV+ 2

RC B R C RB bC A o -j^- -yjT+ yiji ~ A o + ~y~

b

.

powers of V:

(b q

RT-A

RB bC \ T 2 JV

- ^£)

r (a o

+ RTB

b

-

- RTB

b

- %£f)yi

^^)y

1

,

^ V2

Finally, divide by

( V

Z

to get

P = *1 + (B

RT-

A -

^)j- + 2

(a q u

RB bC y2 V4 1

1

which

is

the desired fourth-order virial form:

r where We have

RT

fi(T)

y

yi

'

i

y(T) y3

8(T) i

yA

set

P(T)

=B

RT-A -

y(T)

= A

a

8{T)

=

Q

- RTB

b

RC

^ - B4^

^f^

Computational Aspects of Equations of State recent development of high-speed digital computers has had a marked on the types of calculations it is feasible to perform with complex equations

The effect

65

66

Thermodynamic Properties

of

state.

Calculations that in the past would have required

now many

As with

many

3

days, months,

routinely performed in a matter of minutes by the

or even years are puter.

Chap.

com-

other areas of engineering, thermodynamics has been

"computer revolution." Calculations that previously had to be performed by approximate analysis are now handled exactly, or with

greatly affected by the

considerably fewer approximations.

At various points throughout the remainder of this book we shall discuss some of the types of calculations upon which digital computers have had their largest impact on thermodynamic analysis. Since many of these computeroriented problems have as a common thread some form of equation-of-state calculation, we shall begin our discussion by considering such a calculation. In addition, since

more complex,

many it

of the problems

form throughout.

this

later chapters will

in

be considerably

be useful to choose one form of equation of state and use

will

In this

manner, the programs we develop in the early For purposes of illustration, we shall

sections will be useful in the later sections.

use the Beattie-Bridgeman equation throughout. This equation has been chosen

because still

it

complicated enough to make hand calculations quite tedious but

is

simple enough that the programming problems are not overwhelming.

SAMPLE PROBLEM

3-6. Natural gas

to be transported

is

by pipeline from

gas fields in Texas to major markets in the Midwest. The gas, which

pure methane, enters the pipeline at a rate of 70 lb f /in. 2

and a temperature of 65

C

F.

The

pipeline

is

Calculate the inlet density expressed as lb m /ft 3 and

assuming that methane obeys (1) the the Beattie-Bridgeman equation of state.

in ft/sec,

(2)

Solution

:

(a)

We

is

essentially

lb m /sec at a pressure

of 3000

in inside

diameter.

initial velocity

expressed

12

in.

ideal gas equation of state

and

begin by discussing the direct solution based on the ideal gas equa-

tion of state:

PV - RT Since

p =

\/V, the equation of state

becomes

P P

~~

RT

Before attempting to substitute numbers into this equation, we must examine the units of the various terms to ensure that p will have the proper units. Although the unit problem may seem trivial (and actually is quite simple) for the ideal gas equation, we shall find that the unit

problem

is

a significant one

when we attempt

to deal with the

Beattie-Bridgeman equation. It

has been the experience of the authors that the simplest

unit problems set

is

simply to convert the units of

all

of units before any calculations are attempted. In this

factors in the governing equation

is

way of overcoming

physical quantities into a consistent

way

the need for conversion

eliminated and the chance of error significantly

reduced. Since the engineering system of units

is

still

used

in this

country,

we

shall

use this system almost exclusively (except in the later chapters on thermochemistry). Therefore,

all

dimensions

will

be expressed

in

terms of the units feet

(ft),

pounds force

7

Sec. 3.8

(lb f ),

Equations of State

pounds mass

(lb m ),

seconds

and degrees Fahrenheit

(sec),

(°F) or degrees

Rankine

(°R).

In the equation

P = we

P

RT

express

P = T= R =

3000

psi

65°F

-

1545

=

525°R

ft-lb f

lb-mol °R

but the molecular weight of methane

mass

units)

is

10 5 lb f /ft 2

4.32 x

is

16 4b m /lb-mol, so Jhe ideal gas constant (in

expressed as

r and the density

is

-

i



sds

ft ~ lbf lb-mol lb-mol °R 16 lb m

_ ~

, _ ft-lb f Q y(3,/ lb m °R

given by 4.32 x 10 5 lb f /ft 2

96.7^% lb m °R Note

lb r

525°R



on density automatically give

that the units

"

'

ft '

when

lb m /ft 3

all

other quantities are

expressed as shown.

The entering

may

velocity

be calculated from the expression

M = puA M u = — pA M = 70 m lb

p =

AA

/sec

8.5 lbjft 3

TlD 1

~

4

71(1 ft) 2

~

=

4

0.785

ft

2

Therefore,

" (b) Let us

_

70 lb m /sec 8.5 lb m /ft 3

now assume

that the



n 1U3 .

0.785

ft

2

~

.

f It/Sec

methane obeys the Beattie-Bridgeman equation

of state:

p= RT V

§(T) ~«~

J/2

y(T) -r

V

,

5(T)

3

J/4

where

P(T)

= RB

y(T)= A d(T)

T-^-A

a-

RbB C

RbB Q T

RB C

67

68

Chap.

Thermodynamic Properties

3

a, B b, the values of P and T and can obtain values of the constants A and Cfrom Table 3-5. Therefore, the problem is reduced to one of finding that value of V which satisfies the Beattie-Bridgeman equation at the temperature and pressure involved. Once V is known, the density, p, is given by p = \\V. The Beattie-Bridgeman and most other commonly used equations of state are pressure-explicit equations of state. That is, given a value of Tand V, pressure can be calculated directly. On the other hand, if T (or V) is to be calculated from a known P

We know

and

,

V (or

7"),

the calculation

is

more

considerably

involved, because neither

,

T nor V

can be evaluated directly. That is, most equations of state are implicit in temperature and volume. For certain types of implicit relations an exact solution may be found. For example, the van der Waals and Beattie-Bridgeman equations are simple polynomials in volume. The van der Waals equation is cubic, and the Beattie-Bridgeman equation is quartic. Closed-form solutions for the roots of cubic and quartic polynomials are available. However, the quartic is the highest polynomial for which a closed-form solu-

known. Thus, for many equations of state it is not possible to find Tor V directly. some form of trial-and-error procedure must be used. If the calculaperformed by a computer, this trial-and-error procedure should be of an tions are to be where the results of one trial provide a better value for the next trial. iterative type tion

is

In these instances



it is possible to develop iterative techniques that are extremely efficient; they reach an accurate solution in only a very few iterations. These iterative solutions are so efficient that they are frequently used with even the van der Waals

As we that

will see,

is,

and Beattie-Bridgeman equations, where direct solutions are available but quite cumbersome to use. (How many of you have ever seen the direct solution to a fourth-order polynomial?) Since

we wish

to demonstrate the use of digital computations in handling

com-

examine one of the more commonly used iterative techniques for determining volume from the Beattie-Bridgeman equation when pressure and temperature are known. The technique is known as the Newton or NewtonRaphson iteration and is derived from a Taylor series expansion as follows. Suppose plex equations of state,

we

shall

one has the equation

=

/(*)

where the form of/(Jc) is known, and it is wished to find x such that /(at) = 0. Also suppose one has a reasonable estimate of the correct x, a", at which the value of f(x) + 1 is fix ). Now write a Taylor series expansion in f{x) about the point x*. Let x* 1 be the root of j\x). That is, fix *}) = 0: '

«,=/(*")=/

'

J/4

3y(T)

4d(T) l

but

f(V')

df(V')/dy so

y l+ =

yi

x

~

.

EL 4W) ^

&ZL) (V') z

^ RT^

(£7)2 I

For a starting value mation

-

i

^

yJLl (V') 3

t

(to get the iteration

§(L)_ P iV f l

3y(T)

2fi(T)

(y y

^

t

^y y t

4-

4d(T) (yiy

under way) we use the

ideal gas approxi-

yo_EL

~

~ P

Now let us unravel the units of the various terms in the equations of state. If we examine Table 3-5 we find that the units of the various constants are not explicitly given. Rather we are told that the units are liters for volume, atmospheres for pressure, °K for temand gram-moles for mass. Thus our first task is to determine the actual units we know what these units are, we shall convert all units to our previously established system of ft, lb m lb f sec, and °R or °F. perature,

of each constant. Once

,

The equation of state

is

p-EL r y in

meaningless.

the

.

PiLl

~i

i

f/2

dm 7m yi '

j/4

sum on the right-hand side must have the units of pressure or the The units of Vare volume/mass [=] liters/g-mol. Thus the units

Each term equation

is

,

written as

69

70

Chap.

Thermodynamic Properties

3

of R, p{T), y(T), and
Chemical engineering thermodynamics; the study of energy, entrop

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